| Legal Disclosure
Wealth Management
Solutions, LLC (“WMS”) is an SEC registered investment adviser located in
Scottsdale, Arizona. WMS and its representatives are in compliance with the
current filing requirements imposed upon SEC registered investment advisers by
those states in which WMS maintains clients. WMS may only transact business in
those states in which it is registered, or qualifies for an exemption or
exclusion from registration requirements. WMS’s web site is limited to the
dissemination of general information pertaining to its advisory services,
together with access to additional investment-related information, publications,
and links. Accordingly, the publication of WMS’s web site on the Internet should
not be construed by any consumer and/or prospective client as WMS’s solicitation
to effect, or attempt to effect transactions in securities, or the rendering of
personalized investment advice for compensation, over the internet. Any
subsequent, direct communication by WMS with a prospective client shall be
conducted by a representative that is either registered or qualifies for an
exemption or exclusion from registration in the state where the prospective
client resides. For information pertaining to the registration status of WMS,
please contact the SEC or the state securities regulators for those states in
which WMS maintains a notice filing. A copy of WMS’s current written disclosure
statement discussing WMS’s business operations, services and fees if available
from WMS upon written request, or is available to download from this site by
clicking on ADV Part II in the forms section. WMS does not make any
representations or warranties as to the accuracy, timeliness, suitability,
completeness, or relevance of any information prepared by any unaffiliated third
party, whether linked to WMS’s web site or incorporated herein, and takes no
responsibility therefore. All such information is provided solely for
convenience purposes only and all users thereof should be guided accordingly.
Please remember
that different types of investments involve varying degrees of risk, and there
can be no assurance that the future performance of any specific investment or
investment strategy (including those undertaken or recommended by WMS), will be
profitable or equal any historical performance level(s).
Certain portions of
WMS’s web site (i.e. newsletters, articles, commentaries, etc.) may contain a
discussion of, and/or provide access to, positions and/or recommendations as of
a specific prior date. Due to various factors, including changing market
conditions, such discussion may no longer be reflective of current position(s)
and/or recommendations(s). Moreover, no client or prospective client should
assume that any such discussion serves as the receipt of, or a substitute for,
personalized advice from WMS, or from any other investment professional. WMS is
neither an attorney nor an accountant, and no portion of the web site content
should be interpreted as legal, accounting or tax advice.
Rankings and/or
recognition by unaffiliated rating services and/or publications should not be
construed by a client or prospective client as a guarantee that he/she will
experience a certain level of results if WMS is engaged, or continues to be
engaged, to provide investment advisory services, nor should it be construed as
a current or past endorsement of WMS by any of its clients. Rankings published
by magazines, and others, generally base their selections exclusively from
information prepared and/or submitted by the recognized adviser.
Each client and
prospective client agrees, as a condition precedent to his/her/its access to
WMS’s web site, to release and hold harmless WMS, its officers, directors,
owners, employees and agents from and all adverse consequences resulting from
any of his/her/its actions and/or omissions which are independent of his/her/its
receipt of personalized individual advice from WMS. |